A new SRO finds its legs, title protection expands, and we refocus on advisor conduct and compensation The year ahead is set to be another busy one. A New SRO has been created to supervise mutual fund and investment dealers. Directed commissions are a priority in the investment dealer space. Access equals delivery could become a reality for investment funds. More provinces are developing title protection frameworks. Incentives and market conduct continue to take centre stage in the insurance space. The implementation timeline looms for Total Cost Disclosure. Click on the button below to learn more about these and other significant regulatory developments. |